Additional Author: Mark Leong
REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter. In this issue, we discuss:
- The ESG Challenge for Structured Products Manufacturers in the EU
- The 2022 Report on FINRA’s Examination and Risk Monitoring Program
- SEC Brings Charges Against Additional Defendant in Fraudulent Scheme Involving Certificates of Deposit
- Backtesting: Handle with Care
- MSCI Inc. Removes Russian Index Constituents from Emerging Market Indices
- Latest Exposure Draft from NAIC Working Group May Facilitate Rated Feeders, CFOs and Other Structured Investments for US Insurers
If you have any questions about the matters addressed in this issue, please contact reverseinquiries@mayerbrown.com. For previous newsletters, please visit our archives.
最新观点
-
2 月 03 日2023 年
Regulation Best Interest – SEC Observations from Broker-Dealer Examinations
SEC risk alert highlights areas of deficiencies and examples of weak practices
-
2 月 02 日2023 年