In our updated Social Media Guide for issuers, broker-dealers, and investment advisers, we discuss in depth the latest guidance and regulations covering the use of social media, including using websites in capital raising transactions, “advertisements” under the Investment Advisers Act of 1940, the use of robo-advisers, and FINRA guidance on the use of social media by broker-dealers.
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5 月 17 日2022 年
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4 月 21 日2022 年
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4 月 20 日2022 年
Proposed Rules Could Require Dealer Registration by Principal Trading Firms, Private Funds, Investment Advisers and Other Market Participants
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