Structured and Market-linked Product News for Inquiring Minds
REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter. In this issue, we discuss:
- Can the SEC protect investors from themselves?
- Regulation S-K Transitional FAQs
- FINRA Proposes a Retail Communication Filing Requirement for Private Placements
- ARRC Provides Recommendations to US Prudential Banking Regulators to Facilitate USD LIBOR Transition to SOFR
- US Bank Regulators Finalize Net Stable Funding Ratio Rule
- Exempt Offering Framework Amendments
- LIBOR Transition Assistance Legislation Introduced in New York State Senate
- FINRA Study on Overconfidence and Excessive Risk Taking Among Older Investors; FINRA Proposes Amendments to Rules Affecting Seniors
- SEC Charges Senior Index Manager for Insider Trading
