REVERSEinquiries, Volume 2, Issue 8

Structured and Market-linked Product News for Inquiring Minds

REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter. In this issue, we discuss:

• FINRA Rule 5110 – An Amendment to the Proposed Rule Change
• Volcker Rule Revisions Adopted by Agencies
• FIMSAC Approves Recommendation for Investor Education Regarding Retail Notes
• FINRA Reminds Firms to Engage with the SEC on Regulation Best Interest
• Update on Proposed NAIC Amendments Affecting Insurance Company Buyers of Structured Notes
• FINRA Seeks Comment on Senior Protection Rules