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REVERSEinquiries is Mayer Brown’s new structured and market-linked products-focused newsletter. In this issue, we discuss:

  • SEC Commissioner Calls for Index Regulation;
  • FINRA Investor Alert – High-Yield CDs as Marketing Ploys;
  • FINRA Makes a Dispensation on Backtested Data to Open-End Investment Companies;
  • Listing Exempt Securities;
  • German Securities Law: Revolution on the Horizon; and
  • Refresher: Sales of Structured Products at Bank Branches – Networking Arrangements.
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