setembro 30 2021

Attorney Conduct Rules & Escalation of Issues


The final session of our 15th Annual Investment Management Regulatory University will focus on attorney conduct rules and escalation of issues. Please join Mayer Brown partners Stephanie Monaco and Lee Rubin and counsel Leslie Cruz as they address rules governing in-house lawyers, such as the ABA Model Rules of Professional Conduct, SEC Conduct Rules and other issues relevant to in-house counsel at investment management firms.

Please visit 15th Annual Investment Management Regulatory University for presentation materials and related articles to our webinar series. To view a recording of the webinar, please contact Franceska Anderson-Vargas at or +1 312 701 7795.

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