Please note, PLI’s Private Placements and Hybrid Securities Offerings conference will be held via webcast this year.
This two day PLI seminar will feature panel discussions covering the basics of private placements, resales of restricted securities, Section 4(a)(1-1/2) transactions and block trades. Partner Anna Pinedo will serve as chairperson of the program and partner Marlon Paz will speak on a panel entitled, “Practical Considerations for Broker-Dealers Acting as Placement Agents in Exempt Offerings.” Other topics that will be addressed include:
- The changes to private and exempt offerings brought about by the JOBS Act and the SEC’s Concept Release on Harmonization of Securities Offering Exemptions, including “accredited investor” crowdfunding offerings;
- The changes to Rule 701 and the SEC Concept Release on Rule 701 and Form S-8;
- The documentation, principal negotiating issues, and market developments relating to late-stage or pre-IPO private placements, PIPE transactions, 4(a)(2) and 144A offerings and confidentially marketed public offerings.
For additional details or to register, please visit the event website.