2020年2月03日
REVERSEinquiries, Volume 3, Issue 2
Authors:
Structured and Market-linked Product News for Inquiring Minds
REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter. In this issue, we discuss:
- 2020 OCIE Examination Inquiries;
- FINRA Priorities Letter;
- ARRC Consultation on SOFR to LIBOR Spread Adjustments;
- SEC: A “Call to Action” Can Happen Anywhere; and
- Regulation M Refresher.
