REVERSEinquiries Volume 2, Issue 3

REVERSEinquiries is Mayer Brown’s new structured and market-linked products-focused newsletter. In this issue, we discuss:

• SEC Commissioner Calls for Index Regulation;
• FINRA Investor Alert – High-Yield CDs as Marketing Ploys;
• FINRA Makes a Dispensation on Backtested Data to Open-End Investment Companies;
• Listing Exempt Securities;
• German Securities Law: Revolution on the Horizon; and
• Refresher: Sales of Structured Products at Bank Branches – Networking Arrangements.