2018年7月16日
REVERSEinquiries: Volume 1, Issue 4
Authors:
REVERSEinquiries is Mayer Brown’s new structured and market-linked products-focused newsletter. In this issue, we discuss:
- The ARRC Releases its Guiding Principles for new LIBOR Fallbacks
- Broker-Dealer Sanctioned for Encouraging Early Resales of Structured Notes
- Commissioner Stein on Complex Products
- Chair Clayton’s Congressional Testimony
- Fifth Circuit Vacates Fiduciary Rule
- SEC Hosts 2018 Meeting of the Elder Justice Coordinating Council
- A Sample Form CRS for Structured Products
- FinCEN’s Beneficial Ownership Requirement
