2026年6月11日

What's the Deal: Regulation M: A Refresher and Update

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Join us for this in-person CLE on June 11, 2026.

We will discuss the following, among other issues:

  • An Overview of Reg M, specifically, Rules 101 and 102
  • Revisiting the 2023 Reg M Amendments, Areas of Concern, and Market Practice 
  • FINRA Rule 5190 Reporting Obligations
  • PIPEs, SPACs and DeSPACs, and ATMs and Reg M
  • Reopenings and RegM

The Rulemaking Petition to Amend Rule 105

This is an in-person presentation, with CLE credit, intended to encourage discussion. There will be no recording, and no zoom or hybrid option available.

Thursday, June 11, 2026
8:30 a.m. – 9:30 a.m. ET

Location
Mayer Brown
1221 Avenue of the Americas
New York, NY 10020

For additional information, please contact Hanson Hairihan at hhairihan@mayerbrown.com.

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