December 05, 2018
Modernizing the Regulatory Framework for BDCs
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Source: The Review of Securities & Commodities Regulation
Recent legislation amends the regulatory framework applicable to BDCs, and is designed to remove past obstacles and put their securities offerings on a par with those of operating companies. Partner Anna Pinedo discusses the past regulatory framework creating impediments for BDCs, and then turns to the new legislation and the mandated changes to SEC rules.