概览
即便是对最成熟稳健的金融机构来说，反洗钱（AML）问题都构成严峻的合规挑战。在这一法律领域，任何“犯错”都可能导致长期的声誉损害，以及承担由经济处罚和额外合规负担引致的巨额成本。
孖士打的反洗钱业务团队旨在帮助客户实现两个目标。首先，我们通过向客户就日常合规事宜以及美国、英国、欧洲、中东和亚洲适用法律领域的复杂特点提供咨询，力求避免任何不必要的后果。其次，一旦出现问题，我们会帮助客户确定问题的范围，调查其根本原因，评估潜在责任，制定补救措施，并确定是否需要向监管机构进行自我披露。如果监管机构决定采取执法行动或进行调查，我们就代表客户进行抗辩，并在必要时协助管理那些由政府和解协议规定的条件。
最新观点
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3 月 13 日2023 年 -
3 月 07 日2023 年
执业经验
- Represented a major fintech company in a grand jury investigation by the US Attorney’s Office (USAO) for the Eastern District of New York (EDNY) of alleged anti-money laundering and Bank Secrecy Act (BSA) offenses.
- Advised a parent bank holding company and bank subsidiaries in connection with examiner criticism of certain AML procedures.
- Advised several leading private equity funds with respect to establishing AML compliance protocols in order to align with bank requirements.
- Advised a large US bank on how to respond to and remediate AML compliance concerns arising from an examination.
- Reviewed and revised AML compliance policies for mortgage lenders, MSBs and payments companies.
- Advised a credit card company on specific AML compliance questions arising from transactions occurring outside the United States, including those relating to cannabis businesses.
- Reviewed target AML policies for adequacy during transaction-related due diligence.
- Advised a global payments company on US AML compliance requirements on a cross-border payments business.
- Advised a state housing authority on US AML requirements for approval as a single-family seller/servicer for government-sponsored enterprises.
最新观点
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3 月 13 日2023 年
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3 月 07 日2023 年