Skip to main content

  • AddRemove
  • Build a Report 
Legal Update

US Securities and Exchange Commission Announces 2015 Examination Priorities

26 January 2015
Mayer Brown Legal Update
The Office of Compliance Inspections and Examinations (“OCIE”) of the US Securities and Exchange Commission has announced that its 2015 examination priorities will focus on the following thematic areas: matters of importance to retiring or retired retail investors; structural risks and trends that are market wide; and data analytics to identify illegal activity.


  • Stephanie M. Monaco
    T +1 202 263 3379
  • Amy Ward Pershkow
    T +1 202 263 3336
  • Leslie S. Cruz
    T +1 202 263 3337
  • Peter M. McCamman
    T +1 202 263 3299
  • Adam D. Kanter
    T +1 202 263 3164
  • Andrew D. Getsinger
    T +1 202 263 3325

The Build a Report feature requires the use of cookies to function properly.  Cookies are small text files that are placed on your computer by websites that you visit. They are widely used in order to make websites work, or work more efficiently.  If you do not accept cookies, this function will not work.  For more information please see our Privacy Policy

You have no pages selected. Please select pages to email then resubmit.