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Legal Update

U.S. Commodity Futures Trading Commission Issues No-Action Letter Relating to Insurance-Linked Securities

31 December 2014
Mayer Brown Legal Update
In response to a Securities Industry and Financial Markets Association request that was formally made in August 2014, the U.S. Commodity Futures Trading Commission (CFTC) has issued a no-action letter (CFTC Letter 14-152) providing relief from commodity pool operator (CPO) registration for operators of certain insurance-linked securities (ILS) issuers.


  • Stephen G. Rooney
    T +1 212 506 2567
  • Richard B. Spitzer
    T +1 212 506 2309

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