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Legal Update

The CFTC and SEC Jointly Propose Definitions for Swap Market Participants

15 December 2010
Mayer Brown Legal Update
The Dodd-Frank Act requires the US Commodity and Futures Trading Commission (CFTC) and the US Securities and Exchange Commission (SEC) to define certain so-called “key” terms used in Title VII of the Dodd-Frank Act.1 In Release No. 34-634522 (the Release), the CFTC and the SEC, in consultation with the Board of Governors of the Federal Reserve System, have now proposed definitions for the following terms:

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