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SEC Proposed Liberalizing Amendments to Rule 15a-6 (Cross Border Regulation of Broker Dealers)

14 July 2008
Mayer Brown Article
14 July 2008 - On June 27, 2008, the US Securities and Exchange Commission (the "SEC") published proposed amendments (the "Proposal") that, if adopted, will significantly liberalize Rule 15a-6under the Securities Exchange Act (the "Exchange Act").

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