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Legal Update

NAC Reverses Panel Decision, Vacates Bar and Substitutes Minimal Fine

9 June 2008
Mayer Brown Legal Update
9 June 2008 - In a rare, if not unprecedented decision, the National Adjudicatory Council (NAC), the appellate body of the Financial Industry Regulatory Authority (FINRA), has vacated a permanent bar that had been imposed against a former Citigroup registered representative and eliminated any period of suspension.

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