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Broker-Dealer Update: NYSE and NASD Jointly Propose Guidance Regarding Supervision of Electronic Communications

27 June 2007
Mayer Brown Newsletter
27 June 2007 - The New York Stock Exchange LLC (NYSE) and the National Association of Securities Dealers, Inc. (NASD) have proposed guidance (the "Proposal") for their members, member firms and organizations (collectively, "Members") with respect to the supervision of electronic communications.

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