Skip to main content


The Current Enforcement Environment and the Corporate Response

2 May 2007
Mayer Brown Article
2 May 2007 - SEC and Justice Department Policies Require Self-Reporting, Extensive Cooperation, and Remediation by Corporations for Favorable Settlements of Enforcement Actions, Most Notably the Waiver of Privilege Protections. Despite Widespread Protests that the Government Has Gone too Far, Recent Deferred Prosecution Agreements and SEC Settlements Suggest that Full Compliance Remains the Key to Avoiding Outsized Monetary Penalties. The First of a Two-Part Article.
The Build a Report feature requires the use of cookies to function properly. Cookies are small text files that are placed on your computer by websites that you visit. They are widely used in order to make websites work, or work more efficiently. If you do not accept cookies, this function will not work. For more information please see our Privacy Policy

You have no pages selected. Please select pages to email then resubmit.