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Legal Update

FAQ on Issuer and Underwriter Obligations Under the New Rating Agency Web Site Rules

24 March 2010
Mayer Brown Legal Update
In December 2009, the US Securities and Exchange Commission (the Commission) amended its rules regulating nationally recognized statistical rating organizations (NRSROs). The compliance date of these new rules is June 2, 2010. This Update addresses some common questions facing issuers and underwriters as the June 2 compliance date approaches.


  • Stuart M. Litwin
    T +1 312 701 7373
  • Angela M. Ulum
    T +1 312 701 7776
  • Jon D. Van Gorp
    T +1 312 701 7091
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