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Broker-Dealer Update: NYSE and NASD Propose New Requirements for Business Entertainment Expenses

31 May 2007
Mayer Brown Newsletter
31 May 2007 - The New York Stock Exchange LLC (NYSE) and the National Association of Securities Dealers, Inc. (NASD), are proposing to amend their respective rules to clarify the requirements relating to business entertainment provided by their members, member organizations, and member firms (collectively, "Members").

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