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Legal Update

Amendments to Evidential Requirements for Proving Professional Investor Status

28 April 2011
Mayer Brown Legal Update
Securities and Futures Commission has decided to adopt a principles-based approach to allow firms to use methods as they consider appropriate to prove that an investor qualifies as a high-net-worth professional investor under the Securities and Futures (Professional Investor) Rules.


  • Jeckle Chiu
    T +852 2843 2245
  • Heather W. Adkerson
    T +1 312 701 8806
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