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Past Event
28 January 2019 - 30 January 2019


  • Michael L. Hermsen
    T +1 312 701 7960

Northwestern Pritzker School of Law’s 46th Annual Securities Regulation Institute

This conference is designed to provide practical advice for all attorneys advising corporate clients on securities and business law. During this three-day event, attendees will learn from regulators who write new regulations, judges who interpret the law to resolve complex disputes, and prominent practitioners who guide their clients through the maze of new legislation, regulations, and jurisprudence. Highlights include:

  • Keynote Address by SEC Commissioner Hester M. Peirce
  • The Delaware Supreme Court’s Chief Justice Strine
  • Senior staff from SEC Divisions of Corporation Finance, Enforcement, and Office of the General Counsel
  • Former Department of Justice Deputy Attorney General Sally Yates
  • Ever popular panels on Disclosure Challenges, Capital Markets, M&A, Accounting, and more
  • New panels on Cryptocurrency and ESG

On day two, partner Michael Hermsen will participate on the “Recurring Disclosure Challenges” panel. Topics include:

  • Disclosing misconduct by management
  • How to obtain SEC Staff relief from financial statement requirements
  • Updating projections and other forward-looking statements
  • Cybersecurity: lessons learned

For more information, or to register, please visit the event website.

Date: January 28-30, 2019

Hotel del Coronado
1500 Orange Avenue
Coronado, California 92118

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