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パートナー

Timothy B. Nagy

Litigation & Dispute Resolution, Broker-Dealer Regulation & Compliance, Financial Markets Regulatory & Enforcement

概要

Tim Nagy is a partner in Mayer Brown’s Washington DC office. Tim is a member of the firm’s Litigation & Dispute Resolution practice, Broker-Dealer Regulation & Compliance practice, and Financial Markets Regulatory & Enforcement practice. Tim advises financial institutions, particularly broker-dealers, on compliance and enforcement matters. He regularly represents broker-dealers and their associated individuals in Financial Industry Regulatory Authority (FINRA) and US Securities and Exchange Commission (SEC) inquiries and investigations.

学歴

  • The Catholic University of America, Columbus School of Law, JD
  • The Ohio State University, BA

登録

  • ワシントンDC弁護士
  • Maryland
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