パートナー

Stephanie M. Monaco

Corporate & Securities, Fund Formation & Investment Management, Financial Services M&A

概要

Stephanie Monaco advises investment management firms, investment companies and hedge funds across a broad range of investment management needs. Formerly an attorney with the US Securities and Exchange Commission, Stephanie brings a deep understanding of the regulatory environment to counseling clients on issues of compliance and product development.

Recognized for years by Best Laywers in America and Chambers, Stephanie is valued for her regulatory experience in the registered funds space. Clients observe that she is "incredibly responsive" and that "she's very knowledgeable, very experienced and also has a tremendous business sense." Chambers has also noted Stephanie's "great attitude" while observing that she "has a keen understanding of industry issues" and "knows when to step back and when an issue has to be forced."

Stephanie previously worked with the SEC’s Division of Investment Management, first in the Division’s Chief Counsel’s Office and, later, in the Division’s Office of Investment Company Regulation.

出版物

学歴

University of Baltimore School of Law, 法務博士
University of Maryland, BA

登録

ワシントンDC弁護士
Maryland

ハイライト

BookSecurities Investigations: Internal, Civil and Criminallearn more

Stephanie M. Monaco

概要

関連サービスと産業

業務分野

産業分野

出版物

出版物

SEC Charges Five Registered Investment Advisers for Marketing Rule Violations

WhatsApp All Over Again: The SEC Brings More Recordkeeping Charges Against Broker-Dealers and Investment Advisers for Off-Channel Communications

ニュース

Mayer Brown advises Somerset Re on its agreement with Prudential Financial to reinsure $12.5 billion guaranteed universal life insurance block

Mayer Brown advises Assured Guaranty on asset management business combination with Sound Point Capital Management

イベント

2024 SIFMA C&L Annual Seminar

AFIRE Tax & Regulatory Summit

学歴

登録

ハイライト