2022年1月04日

Criminal Spoofing and Manipulation Enforcement

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The Department of Justice (DOJ) continues to enforce criminal violations involving the commodities and securities markets, with more likely on the way in the new year. Mayer Brown partners Matt Kluchenek and Glen Kopp discuss the roles and dynamics of Main Justice and US Attorney’s Offices in initiating, investigating, and prosecuting spoofing and manipulation cases and share their thoughts on what is to come this year.  

At the Crossroads: CFTC and DOJ Enforcement is a video weekly series hosted by Matt and Glen. Each episode, they discuss a topic at the intersection of enforcement by the CFTC and the DOJ. The goal: to help legal and compliance departments protect their organizations in an increasingly rigorous regulatory environment.

View our past episodes here.

 

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