2021年8月23日
Spoofing and Disruptive Trading Practices – Overview
Authors:
Over the next several episodes, Matt Kluchenek and Glen Kopp will focus on disruptive trading practices, including spoofing. This week, they provide an overview of the disruptive trading and spoofing prohibitions, and examine paradigmatic spoofing scenarios, as well as other types of disruptive trading practices, that have been the focus of commodity and securities regulators and the Department of Justice (DOJ).
At the Crossroads: CFTC and DOJ Enforcement is a video weekly series hosted by Matt and Glen. Each episode, they discuss a topic at the intersection of enforcement by the CFTC and the DOJ. The goal: to help legal and compliance departments protect their organizations in an increasingly rigorous regulatory environment.
