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Internal Controls: CCO and Adviser Pay After SEC Charges President with Theft

25 June 2015
ACA Insight

Litigation & Dispute Resolution partner Matthew Rossi and Corporate & Securities associate Adam Kanter (both Washington DC) are quoted in an article discussing the importance for compliance officers to monitor the design and implementation of a firm’s compliance policies.

© 2015 ACA Insight and ACA Compliance Group. All rights reserved. Reproduced with written permission of the publisher.

Related Information

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    Matthew Rossi
    T +1 202 263 3374
    Adam D. Kanter
    T +1 202 263 3164
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