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Past Event
4 June 2015
United States
11:30 a.m. – 12:30 p.m. EDT
10:30 a.m. – 11:30 a.m. CDT
9:30 a.m. – 10:30 a.m. MDT
8:30 a.m. – 9:30 a.m. PDT

5:30 p.m. – 6:30 p.m. CEST
4:30 p.m. – 5:30 p.m. BST


  • Henninger S. Bullock
    T +1 212 506 2528
  • Ian McDonald
    T +44 20 3130 3856
  • Susan Rosser
    T +44 20 3130 3358
  • Steven Wolowitz
    T +1 212 506 2535

Hot Topics Affecting the Financial Services Industry

Please join us for the second webinar of our Banking & Finance Litigation Webinar Series, where we will focus on two topics: investigations and enforcement actions by the US Commodity Futures Trading Commission that have seen parallel private litigation, and the UK perspective on the interface between international regulatory proceedings and litigation.

CFTC Investigations and Parallel Private Litigation
Mayer Brown partners Steven Wolowitz and Hank Bullock will discuss:

  • Recent CFTC investigations and enforcement actions that have involved parallel, or follow-on, private litigation
  • Complexities that arise in international CFTC investigations
  • Strategic considerations in navigating international CFTC investigations and private CEA litigation

UK Perspective on the Interface Between Regulatory Proceedings and Court Litigation
Mayer Brown partners Ian McDonald and Susan Rosser will discuss:

  • Privilege claims concerning documents shared with regulators
  • Issues pertaining to the delivery to US regulators of documents originating in England
  • Issues that arise when witnesses may have to give evidence to regulators and in court

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