juin 30 2021

Cooperation with CFTC

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Over the next few weeks, Mayer Brown partners Matt Kluchenek and Glen Kopp will take a look at what it means for individuals and entities to cooperate with the Commodity Futures Trading Commission (CFTC) and the Department of Justice (DOJ) in connection with regulatory and enforcement investigations. This week’s episode explores cooperation with the CFTC. Matt unpacks CFTC advisories on cooperation and self-reporting and shares what to keep in mind for CFTC enforcement investigations.

At the Crossroads: CFTC and DOJ Enforcement
is a video weekly series hosted by Matt and Glen. Each episode, they discuss a topic at the intersection of enforcement by the CFTC and the DOJ. The goal: to help legal and compliance departments protect their organizations in an increasingly rigorous regulatory environment.

View our past episodes here.

 

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