mai 06 2021

Mapping the World: Regulatory Inventories and Bank Risk Management

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FSRE associate Matthew Bisanz (Washington DC) will speak on an ABA webinar about how regulatory change management has evolved to include inventorying of the legal requirements that apply to a financial institution. Regulatory inventory practices vary widely in format and detail, but often include (i) mapping of processes, products, and relationships within an institution; (ii) identification of the legal requirements that apply to the process, product, or relationship; and (iii) development and implementation of controls to ensure the process, product, or relationship complies with the identified legal requirements. Mr. Bisanz and the other panelists will explain what a regulatory inventory is, discuss how it is used within a financial institution’s risk management system, and provide insights on some of the common issues that institutions encounter when establishing their inventories.

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