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Past Event
29 September 2008

Regulatory Incidents/Investigations - The First 24 Hours

Regulatory Incidents/Investigations - The First 24 Hours

How an organisation responds in the first hours after becoming aware of a regulatory incident may have far reaching consequences. In this webinar Angela Hayes and Ed Sautter will discuss some of the issues that should be considered in deciding how to respond to the sudden onset of a regulatory incident, including:

  • Preservation of records
  • Interviews of personnel
  • Employee representation
  • Dealing with the regulator
  • Conducting internal investigations
  • Privilege and waiver

Webinar Access
Instructions for accessing the program will be sent prior to the event.

If you would like to discuss any of the issues in the webinar, please contact:

Partner, Financial Services Regulatory - London
+44 (0)20 7782 8311

Partner, Litigation & Dispute Resolution - London
+44 (0)20 7782 8940

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