This guide provides information for a securities practitioner in advising a business development company (BDC). It provides an overview of BDCs and discusses applicable securities laws and regulations, the securities offering process, disclosure and corporate governance obligations, stock exchange requirements, commercial and regulatory trends, and practical tips for counsel.
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August 092022
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Summer 2022
Annual Review of Federal Securities Regulation
The Business Lawyer -
August 082022
Proposed Changes Would Require Reporting within One Minute of Execution
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