This Practical Law Company Q&A guide to equity capital markets law in the United States gives an overview of main equity markets/exchanges, regulators and legislation, listing requirements, offering structures, advisers, prospectus/offer document, marketing, bookbuilding, underwriting, timetables, stabilization, tax, continuing obligations and de-listing.
This article was first published in the Capital Markets Global Guide 2018 and is reproduced with the permission of the publisher, Thomson Reuters.
Related Capabilities
Latest Perspectives
-
February 032023
Regulation Best Interest – SEC Observations from Broker-Dealer Examinations
SEC risk alert highlights areas of deficiencies and examples of weak practices
-
February 022023