In early March, we published an article on (High Yield) Bonds – A Growing Trend in the European Energy Sector?, followed by an Update later in the month. Since then, the European energy sector has seen a significant number of further successful high yield bond offerings (as well as some aborted transactions), which we thought warranted a further update.
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February 072023
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February 032023
Regulation Best Interest – SEC Observations from Broker-Dealer Examinations
SEC risk alert highlights areas of deficiencies and examples of weak practices