This quarterly update (January to March 2013) highlights recent developments in Hong Kong capital markets practices:

Topical Issues

  • Conversion of B Shares into H Shares for Listing by Way of Introduction
  • HKEx Explained the Reasons for Returning Listing Applications
  • Guidance on the Requirements for Mineral Company Listings and Compliance Matters

Disclosure Requirements and Guidance

  • Guidance on Disclosure of Special Dividend Payment
  • Simplification Series on Prospectus Disclosures
  • Guidance on Cornerstone Investments

Listing Suitability and Other Listing Decisions

  • Construction Land Permits Cannot Replace Long-Term Land Use Right Certificates
  • Sponsor/Underwriter Can Apply for Shares in an IPO
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