This quarterly update (October to December 2012) highlights recent developments in Hong Kong capital markets practices.

Topical Issues

  • New Regulations on IPO Sponsors
  • New Guidance on Pre-IPO Investments

Procedures and Waivers

  • Granting of Waiver in relation to Despatch of Interim Report
  • Granting of Waiver in relation to Filing of IPO Placee Lists

Disclosure Requirements and Guidance

  • Guidance on Matters in relation to Biological Assets

Listing Suitability and Other Listing Decisions

  • Guidance on Satisfying the Trading Record Requirements
  • Contractual Arrangements would not Result in Unsuitability for Listing (Further Guidelines)
Downloads –

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