The Securities and Futures Ordinance - Guidelines for Dealing with an On-site Investigation Conducted by the SFC at a Company’s Premises | Perspectives & Events

Home
Perspectives & Events
The Securities and Futures Ordinance - Guidelines for Dealing with an On-site Investigation...

Authors

John M. Hickin

In common with other developed financial markets Hong Kong has experienced an increased assertiveness on the part of its regulators since the financial crisis.

Downloads –

10428.pdf

Related Capabilities

Practices –

Banking & Finance
Corporate & Securities
Financial Services Regulatory & Enforcement

Industries –

Private Equity, Funds & Investment Management

Latest Perspectives

August 04

2020

“Comparable” Alternative Reference Rates to LIBOR: The Low Bar for Official Designation, the Much Higher Hurdle of “Fit for Use” and Implementation for Market Participants
August 03

2020

IBOR Transition: It’s Later Than You Think!
July 20

2020

Preferred Equity: Another Option in the Fund Finance Toolkit