Hosted By The Practising Law Institute
Speakers
Following the enactment of the Dodd-Frank Act, and resulting changes to the definition of commodity pool, more passive investment vehicles, including trusts and funds, must focus on possible characterization as commodity pools. During this briefing hosted by The Practising Law Institute (PLI), partners Matthew F. Kluchenek and Anna T. Pinedo will address:
- The commodity pool definition and related CTA definition;
- The types of structures that may raise particular concerns, including funds, trust, securitization and repackaging vehicles;
- The scope of relief and exemptions, including recent amendments that expand relief for non-US commodity pool operators, foreign intermediaries, pool-by-pool exemptions and other recent rule changes;
- The regulation of commodity pools;
- Disclosure, conduct, advertising and related matters; and
- CPO Enforcement.
For more information, please visit the event website.
Downloads –
Related Capabilities
Events
-
February 072024
-
December 06 – 072023
Federal Regulation of Securities Winter Meeting 2023
American Bar Association -
November 302023
Stay up-to-date on our perspectives
Subscribe to Email