During this webinar, we will explore the proposed Regulation Best Interest rule and related developments. Topics include:

  • Overview of the proposed regulation;
  • Principal areas of comment;
  • What we can anticipate in terms of timeline and process and what firms can do now;
  • FINRA’s proposed amendments to quantitative suitability; and
  • State fiduciary rules.

Date & Time:
Wednesday, November 14, 2018
1:00 PM - 2:00 PM Eastern

Wolters Kluwer will provide CLE credit. For more information, or to register for this session, please visit the event website.

Related Capabilities

Practices –