Please join us for our 8th Annual Investment Management Regulatory University. This full-day program will cover:

  • Hot Topics in Investment Adviser Regulation
  • Preventative Steps to Avoid, and Defensive Steps in the Face of, Enforcement Interests and Actions
  • Product Development and Associated Regulatory Issues
  • Navigating Compliance
  • Ethical Duties of an In-House Lawyer

A detailed program agenda will be available shortly.

Please register by May 2.

Date & Location
Thursday, June 5, 2014
New York Hilton Midtown
1335 Avenue of the Americas
New York, NY 10019
+1 212 586 7000

CLE credit is available for the full-day program, including an hour of ethics CLE (pending approval).

Program includes breakfast, lunch and closing cocktail reception. There is no charge for this program.

For more information, please contact Maureen Rogan at or call 866 433 3303.

8:00 a.m. – 9:00 a.m.

9:00 a.m. – 5:00 p.m.

Cocktail Reception
5:00 p.m. – 6:00 p.m.