Please join us for our 7th Annual Investment Management Regulatory University.
We begin our morning session with a review of Advisers Act fundamentals and a discussion of regulatory hot topics. Later, we will delve into CFTC rules and regulations including CPO/CTA and SWAP issues.
Our afternoon conversations will examine regulatory and tax developments affecting public and private funds, including bank-sponsored vehicles. We will wrap up the day with an ethics program focused on issues relevant to investment advisers, including conflicts of interest and protecting privilege.
A detailed program agenda will be available shortly.
Date & Location
Wednesday, May 22, 2013
71 South Wacker Drive
Chicago, IL 60606
+1 312 782 0600
8:00 a.m. – 9:00 a.m. Registration
9:00 a.m. – 5:00 p.m. Program
5:00 p.m. – 6:00 p.m. Cocktail Reception
CLE credit is available for the full-day program, including an hour of ethics CLE (pending approval).
Program includes breakfast, lunch and closing cocktail reception. There is no charge for this program.
For more information, please contact Maureen Rogan at email@example.com or call 866 433 3303.
8:00 a.m. – 9:00 a.m.
9:00 a.m. – 5:00 p.m.
5:00 p.m. – 6:00 p.m.