Regulatory Incidents/Investigations - The First 24 Hours
How an organisation responds in the first hours after becoming aware of a regulatory incident may have far reaching consequences. In this webinar Angela Hayes and Ed Sautter will discuss some of the issues that should be considered in deciding how to respond to the sudden onset of a regulatory incident, including:
- Preservation of records
- Interviews of personnel
- Employee representation
- Dealing with the regulator
- Conducting internal investigations
- Privilege and waiver
Monday, 29 September 2008
3:30 p.m. to 4:00 p.m.
Instructions for accessing the program will be sent prior to the event.
For additional information please contact Lorraine Kevany at +44 (0)20 7782 8952 or firstname.lastname@example.org.
If you would like to discuss any of the issues in the webinar, please contact:
Partner, Financial Services Regulatory - London
+44 (0)20 7782 8311
Partner, Litigation & Dispute Resolution - London
+44 (0)20 7782 8940