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Media Coverage

Big Banks Could Be in Danger of Losing Securities Registration Exemptions

20 May 2014
Compliance Week (subscription required)
Corporate & Securities counsel Laura Richman (Chicago) is quoted in an article discussing the debate at the Securities and Exchange Commission (SEC) over whether the waiver process for securities registration exemptions needs to be more punitive and enforcement-minded.

Related Information

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    Laura D. Richman
    T +1 312 701 7304

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