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Past Event
14 November 2018

Speakers

  • Anna T. Pinedo
    T +1 212 506 2275
Webinar

Wolters Kluwer’s Proposed Regulation Best Interest Rule and Related Developments

During this webinar, we will explore the proposed Regulation Best Interest rule and related developments. Topics include:

  • Overview of the proposed regulation;
  • Principal areas of comment;
  • What we can anticipate in terms of timeline and process and what firms can do now;
  • FINRA’s proposed amendments to quantitative suitability; and
  • State fiduciary rules.

Date & Time:
Wednesday, November 14, 2018
1:00 PM - 2:00 PM Eastern

Wolters Kluwer will provide CLE credit. For more information, or to register for this session, please visit the event website.

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