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Legal Update

US Securities and Exchange Commission Announces 2015 Examination Priorities

26 January 2015
Mayer Brown Legal Update
The Office of Compliance Inspections and Examinations (“OCIE”) of the US Securities and Exchange Commission has announced that its 2015 examination priorities will focus on the following thematic areas: matters of importance to retiring or retired retail investors; structural risks and trends that are market wide; and data analytics to identify illegal activity.


  • Stephanie M. Monaco
    T +1 202 263 3379
  • Leslie S. Cruz
    T +1 202 263 3337
  • Peter M. McCamman
    T +1 202 263 3299
  • Adam D. Kanter
    T +1 202 263 3164
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