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Newsletter

REVERSEinquiries: Volume 1, Issue 2

Structured and market-linked product news for inquiring minds
15 May 2018
Mayer Brown Newsletter

REVERSEinquiries is Mayer Brown’s new structured and market-linked products-focused newsletter. In this issue, we discuss:

  • LIBOR Replacement Mechanisms: Where Are We Now?;
  • SEC Denies Extension of Markup Disclosures Deadline; Rule Effective;
  • Clayton Speech on Proposed Regulation Best Interest;
  • SEC Announces New Investor Protection Tool;             
  • FINRA Requests Comment on Proposed Amendments to the Quantitative Suitability Obligation under FINRA Rule 2111;
  • FINRA’s New Guidance on Implementing Heightened Supervision for Associated Persons with a History of Past Misconduct;
  • SEC Proposes to Tighten Regulations on High-Risk Brokers and the Firms That Hire Them;        
  • FINRA360 Progress Report;
  • Index Providers as Publishers; and
  • DOL Field Assistance Bulletin.               

Authors

  • Bradley Berman
    T +1 212 506 2321
  • Gonzalo Go
    Associate
    T +1 212 506 2390
  • Anna T. Pinedo
    T +1 212 506 2275
  • Alexandra (Ali) Perry
    T +1 212 506 2608
  • Lailey Rezai
    Associate
    T +1 212 506 2562
  • Mingli Wu
    Staff Attorney
    T +1 212 506 2270
  • Hanwen Zhang
    Staff Attorney
    T +1 212 506 2146
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