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Newsletter

REVERSEinquiries, Volume 1, Issue 1

Structured and market-linked product news for inquiring minds
24 April 2018
Mayer Brown Newsletter

REVERSEinquiries is Mayer Brown’s new structured and market-linked products-focused newsletter.  In this inaugural issue, we discuss:

  • Banks and the BEAT;
  • FINRA Explains its Enforcement Philosophy;
  • FINRA Zeroes in on Sales of VIX-linked Products to Retail Investors;
  • Amendments to FINRA’s Mark-up Rule to Become Effective on May 14, 2018;
  • The SEC’s Proposed Best Interests Rule—It’s Here!;
  • SEC Highlights Efforts to Protect Retail Investors;
  • Recommended SEC Pilot Program for Changing Block Trade Reporting Requirements Includes Structured Notes Trades; and
  • Good Disclosure Causes Early Delisting of ETN by Nasdaq.

Authors

  • Bradley Berman
    T +1 212 506 2321
  • Gonzalo Go
    Associate
    T +1 212 506 2390
  • Thomas A. Humphreys
    T +1 212 506 2450
  • Anna T. Pinedo
    T +1 212 506 2275
  • Remmelt Reigersman
    T +1 650 331 2059
  • Brennan W. Young
    T +1 212 506 2691
  • Helen Shouhua Yu
    T +1 212 506 2556
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