Skip to main content

19 February 2019

Speakers

  • Anna T. Pinedo
    T +1 212 506 2275
  • Brian D. Hirshberg
    T +1 212 506 2176
Event

Obtaining Liquidity Through Bought Deals and Block Trades

Venture and PE-backed sponsors and other significant affiliates or stockholders often seek to monetize their holdings through bought deals or block trades, which provide for an efficient exit and price certainty. Issuers with highly liquid stocks also often consider bought deals. During this webinar, we will discuss:

  • When a bought deal or a block trade may be a good alternative,
  • The documentation and execution issues for bought deals,
  • Addressing Regulation FD and other diligence and disclosure issues,
  • Variable reoffer transactions,
  • Documenting block trades,
  • Reporting block trades to the tape and trade reporting requirements, and
  • Distinguishing block trades from distributions.

CLE credit will be provided by West LegalEdCenter. For more information, or to register for this session, please visit the event website.

Date: February 19, 2019
Time: 1:00 PM – 2:00 PM EST

The Build a Report feature requires the use of cookies to function properly. Cookies are small text files that are placed on your computer by websites that you visit. They are widely used in order to make websites work, or work more efficiently. If you do not accept cookies, this function will not work. For more information please see our Privacy Policy

You have no pages selected. Please select pages to email then resubmit.